KYC Specialist

LGT is the largest Private Banking and Asset Management group in the world to be owned by an entrepreneurial family. As the family office of the Princely House of Liechtenstein, we have years of experience in the management of sizeable sums of assets.

Job Description

• Be the single point of contact/case manager for Front on new client onboarding requests/periodical client file review

• Provide name screening support for new client onboarding/periodical client file review

• Provide guidance on how to use the CLM system for onboarding and client file review to Front staff

• Provide pre-onboarding advisory; act as the Subject Matter Expert (SME) to:

  • Provide guidance how to create KYC profile for onboarding to Front staff

  • Advise on KYC due diligence data collection requirements

  • Help Front staff achieve enhance client experience by getting it right the first-time

• Minimize error/rejection rate of client onboarding by

  • Perform an independent initial review of client account documentation for different account types

  • Ensure adherence to regulatory requirements and trust company policies/directives

  • Assess and ensure the relevance and completeness of KYC information supplied by Front

  • Perform appropriate due diligence checks and searches in various public sources according to the trust company's standard of client onboarding

• Route client onboarding submissions to subsequent departments in the account opening process per trust company's process/directives

• Participate in change activities and projects in view of the trust company's strategic objectives and vision

• Drive and deliver continuous process improvements, in view of the changing operating and regulatory environment

Requirements

• Minimum of 10 years of relevant experience in the financial industry and good understanding of KYC/AML/Compliance/Risk requirements

• Knowledge on CLM/Avaloq is a plus

• Team player, understands the importance of collaboration and is committed to service delivery excellence

• Excellent communication skills

• Excellent attention to details

• Ability to work under pressure, cope with change and yet execute in a precise and timely fashion

• Competent in MS office suite, particularly MS Excel

• Excellent written and verbal communication skills in Japanese and business level proficiency in English

Contact Information

We are looking forward to receiving your online application.

For any further information please do not hesitate to contact us!

Human Resources