求める人物像
State Street Investment Managementのグローバル・ファンド・マネジメントチームは、State Street Investment Managementのファンドやファンドに紐づくサービスの管理を行っています。企画部 ファンド・マネジメントでは、日本における公募および私募投資信託、上場上投資信託証券(ETF)ファンドの管理を行っており、その一員として働いていただきます。
役割と責任
- 公募・私募投資信託および上場投資信託証券(ETF)に関する日本の規制要件の理解
- 公募・私募投資信託およびETFの組成に伴う付随業務
- 公募・私募投資信託およびETFの組成・上場のための法定・上場申請書類の作成・チェック(約款、有価証券届出書、目論見書等)、約款変更、法定書類の開示、商品概要書の作成
- 国内上場の外国籍ETFの法定書類の管理・作成のサポート
- 国内外の法令等制度改正対応の確認、対応方針の検討、社内外の関係者との調整等
- 法定開示書類の管理、その他付随業務
- 法定開示書類のサービスを提供するベンダーの管理・監督および制度改正等に伴うベンダーとのコミュニケーション
この役割で成功するためのスキル:
- 公募・私募投資信託、ETFに関する全般的な知識
- 学び、チームを超えて協力し、共通の目標を達成する意欲
- 目標を達成するために戦略的に考えながらも戦術的に実行する能力
- 前向きな姿勢
- タスクや新しい状況に対する分析と慎重なアプローチ
- 複数の作業グループ間で効果的にプロジェクトを調整する能力
- 法規制や手順の理解と実行力
望ましい資格・スキル
- 大学卒業以上の学位と資産運用業界での5年以上の経験
- 日本におけるファンド・ビジネスに関する実務知識(上場および非上場ファンドを含む)
- 複数のチームや国内外にわたる関係者との複雑なプロジェクトを調整する能力
- 問題解決能力と問題を特定/分析し、実行可能な代替案を見つけ、解決策を提案する能力
- コミュニケーションスキル
Who we are looking for
State Street Investment Management’s Global Funds Management (“GFM”) team drives sound fund oversight programs across State Street Investment Management’s funds and services. We are seeking a motivated Assistant Vice President within the APAC Funds Management team for the Japan Funds Business, who can excel in a fast-paced environment while working cohesively with other internal and external counterparts. Are you that person?
For this role, you will be part of a team that oversees oversight/governance for both listed and unlisted funds in Japan which would include offshore funds registered in Japan.
What you will be responsible for
- An understanding of the Japanese regulatory requirements for both listed and unlisted funds;
- Being part of the team that is responsible for the Japan Fund Governance Framework to ensure that the funds are operated in accordance with regulations and law
- Support processes related to Private/Public Investment Trust Funds and Listed (ETF) Funds which include fund launches, change management, terminations, announcements and Disclosures;
- Coordinate Investment Trust Fund Term Sheets
- Work with various internal and external stakeholders on issue resolution related to listed and unlisted funds
- Oversight of vendors that provide services to the listed and unlisted fund.
What we value
These skills will help you succeed in this role:
- A willingness to learn and collaborate across teams to reach a shared goal
- The ability to think strategically while tactically executing to deliver business objectives
- A positive, can-do attitude that motivates and inspires others
- knowledge of the assets management industry in Japan with a focus on Funds
- Demonstrated analytical skills and thoughtful approaches to tasks and new situations
- Effective project coordination across multiple working groups
- Ability to thrive in a highly regulated environment that demands full compliance with policies and procedures
- Good attention to detail, extremely accurate and well organized
Education & Preferred Qualifications
- University degree and 5+ years of experience in the Asset Management Industry
- Working knowledge of Japanese Fund business including listed and unlisted funds a plus
- Coordinate complex projects with stakeholders across multiple teams and geographies
- Ability to problem solve and identify / analyse issues, find viable alternatives and recommend solutions
- Top level communication skills and fluent command of Japanese language